Consultancy Activities Compliance - “Conformity Check”

A dynamic management and the risk of non-conformity requires the establishment of a special function which specific task is to verify that the procedures are consistent with the objective of preventing the violation of rules of general regulations (laws and regulations) and self-regulation (codes of conduct, ethical codes, etc.).

OBJECTIVES

• to identify the specific rules
• propose solutions to ensure adequate risk identified
• check the solutions adopted to mitigate identified risks
• maintenance and monitoring of safeguards adopted

COMPETENT AREAS

GOVERNANCE

Adequacy of the system of governance and compliance with procedures and the flow of corporate governance

INTERNAL PROCEDURES

• Existence of a formal identification and distinction of roles and responsibilities
• Existence of formalized procedures and communication of these to whom are involved in the provision of services.